The FCA aims to enforce compliance and be sure that firms are adhering to the rules and regulations set forth inside the FCA handbook. In extraordinary instances, the FCA usually takes emergency motion and prevent brokers from opening new trades for purchasers, or suspend (or even revoke) a broker’s license if there have already been substantial
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Crucial questions to inquire a broker include "How will you charge for the companies?" and "Do you keep oneself to a fiduciary typical or suitability conventional?"How do these brokerages earn income then? Mostly via a approach named "payment for purchase circulation." This involves routing shopper trades directly to specialised trading firms known
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